Rules and Regulations
Please refer to Law Source Retrieving System of Stock Exchange and Futures Trading for related regulations
Financial Supervisory Commission Regulations
|
Title |
1 |
Regulations Governing Securities Investment Trust Funds |
2 |
Regulations Governing Futures Trust Funds |
3 |
Standards Governing Eligibility of Securities for Margin Purchase and Short Sale |
TPEx Rules
|
Title |
Download |
Download (ODF) |
1 |
Taipei Exchange Rules Governing Securities Trading on the TPEx |
-
|
2 |
Taipei Exchange Rules Governing the Review of Exchange-Traded Fund Beneficial Certificates for Trading on the TPEx |
-
|
3 |
Taipei Exchange Procedures for Verification and Disclosure of Material Information of Securities Investment and Futures Trust Enterprises of TPEx Listed Exchange-Traded Funds |
-
|
4 |
Taipei Exchange Securities Listing Fee Rates |
-
|
5 |
Taipei Exchange Directions for the Recognition of the Qualifications of Underlying Indexes of Exchange-Traded Funds |
-
|
6 |
Taipei Exchange Rules Governing Trading of Exchange-Traded Fund Beneficial Certificates |
-
|
7 |
Taipei Exchange Directions for Creation and Redemption of Exchange Traded Fund Beneficial Certificates |
-
|
8 |
Taipei Exchange Extraordinary Risk Disclosure Statement for the Trading and Creation / Redemption of Exchange-Traded Futures Trust Fund Beneficial Certificates |
Download
|
Download
|
9 |
Taipei Exchange Operation Directions Governing Liquidity Providers of Exchange-Traded Fund Beneficial Certificates |
-
|
10 |
Taipei Exchange Operating Procedures Governing the Split and Reverse Split of Beneficial Certificates of Exchange Traded Funds Traded on the TPEx |
-
|
11 |
Taipei Exchange Rules Governing the Review of Call (Put) Warrants for Trading on the TPEx |
-
|
12 |
Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities |
-
|
TDCC Rules
|
Title |
1 |
Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC) |
2 |
Taiwan Depository & Clearing Corporation Directions for the Handling by Participants of Book-Entry Transfer Operations for the Beneficial Certificates of Exchange-Traded Funds and Futures Exchange-Traded Funds |