| Date: | 2025/01/08 |
|---|---|
| Document No. | 11300816371 |
| Title: | The amendment of “Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms” takes effect from the date of promulgation. |
| Description: | In order to define high-asset customers as “professional customers”, and to prevent ineligible investors from obtaining underlying assets due to physical delivery in financial derivatives trading, TPEx announced that it has amended the Article 6 and 28-1 of “Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms”. |